If you operate a financial institution whether you are a broker-dealer, investment adviser, or transfer agent the regulatory landscape just shifted beneath your feet. On August 2, 2024, the SEC adopted comprehensive amendments to Regulation S-P, modernizing the rules that govern how financial institutions handle nonpublic personal information. While the original regulation (adopted in 2000) […]
Category Archives: News
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May
May
Microsoft has quietly introduced a new OneDrive feature that could pose a serious threat to your company’s data security — and unless you’ve taken action, your organization might already be exposed. At Level5 Management, we made it our priority to address this risk before it could impact our clients. What’s Changing with OneDrive? The new feature, […]