If you operate a financial institution whether you are a broker-dealer, investment adviser, or transfer agent the regulatory landscape just shifted beneath your feet. On August 2, 2024, the SEC adopted comprehensive amendments to Regulation S-P, modernizing the rules that govern how financial institutions handle nonpublic personal information. While the original regulation (adopted in 2000) […]
Tag Archives: tips
Here’s some hints that it may be time to consider managed IT support outsourcing As someone who owns or runs a SMB, your day to day is pretty packed. You’re likely the major decision maker — the one who is ultimately tasked with keeping the company growing, keeping everyone and everything working, and keeping your […]